![]() ![]() They made more than $45,000 in illicit profits from their alleged insider trading, and agreed to settle the SEC's charges by paying a combined total of $116,864. Lama with illegally trading on inside knowledge that the FDA had halted the clinical trials of a new prostate cancer drug. #Insider trading trial#Two Clinical Drug Trial Doctors - SEC charged Dr.They agreed to pay $500,000 to settle the charges. Vitamin Company Former Board Member - SEC charged Glenn Cohen and others in his family circle with insider trading for $175,000 in illicit profits ahead of NBTY's sale to a private equity firm.Four California Residents - SEC filed charges against the individuals behind a $12 million insider trading scheme involving trading in Ross Stores stock options based on nonpublic information about monthly sales results leaked by one of the retailer's employees.Amateur Golfers - SEC charged a group of golfing friends with making more than $554,000 in illicit profits by trading on inside information received from an executive who belonged to the same country club.Partner at Investor Relations Firm - SEC charged a partner at an investor relations firm with insider trading on information he obtained while preparing press releases for clients.Accounting Firm Partner and Three Other Traders - SEC charged an accounting firm partner and three other traders with insider trading on information from a client who came to the accountant confidentially for tax advice in advance of a tender offer announcement.Bank Executive and Friend - SEC charged a former senior vice president at Eastern Bank and his friend with insider trading in advance of the bank's acquisition of another financial institution.Investor Relations Firm Executive - SEC charged a director of market intelligence at an investor relations firm with insider trading ahead of impending news announcements by more than a dozen clients for nearly $1 million in illicit profits. #Insider trading professional#
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